fintweet: 7 Standards of Professional Conduct: CFA L1

fintweet: 7 Standards of Professional Conduct: CFA L1:

The following is a list of the Standard of Professional Conduct. Candidates should on purpose of the standard, application of the standard, ...

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7 Standards of Professional Conduct: CFA L1

The following is a list of the Standard of Professional Conduct. Candidates should on purpose of the standard, application of the standard, and proper procedures of compliance for each standard:

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I. Professionalism
II. Integrity of Capital Markets
III. Duties to Clients and Prospective Clients
IV. Duties to Employers
V. Investment Analysis, Recommendations, and Action
VI. Conflicts of Interest
VII. Responsibilities as a CFA Institute Member or CFA Candidate

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6 Code of Ethics: CFA L1

One of the first Learning Outcome Statements (LOS) in the Level 1 curriculum is to state the six components of Code of Ethics. Candidates should memorize the Code of Ethics.

One of the first Learning Outcome Statements (LOS) in the Level 1 curriculum is to state the six components of Code of Ethics. Candidates should memorize the Code of Ethics.

Here is an easy way to glue these concepts to your memory: PEJMAR

Priority - Your client's interests always come first.

Encourage - Practice and encourage others to act professionally and ethically to reflect credit on yourself and the profession.

Judgement - use reasonable care and judgement when performing all professional activities.

Maintain - keep your knowledge up to date and encourage other professionals to do the same.

Actions - employ integrity, competence, diligence, and respect in an ethical manner with everyone.

Rules - promote the integrity of capital markets by following the rules.